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Marketing/Pre-Sale Support

  • Sales Support assistance via dedicated toll-free line
  • Customized partner proposals
  • Complete proposal fulfillment and tracking
  • Regional Vice President support
  • Customized proposal and new plan sales reporting

Installation and Plan Set-Up Services

  • Dedicated Installation Representative
  • Document services including prototype plan document & Summary Plan Description
  • Volume submitter plan documents
  • Adoption Agreements
  • Plan Amendment/Re-statement services
  • Document review
  • Plan installation/conversion service guarantee
  • Comprehensive Installation kits
  • Plan Administrator's Guide
  • Data Standards Group - detailed review of payroll submission methods
  • Master set of transaction forms
  • Production of customized enrollment brochures
  • Set-up of Contribution submission calendar

Ongoing Administrative Services

  • Call Center and Participant Services Representatives available M-F 8AM-7:30PM ET
  • Daily valuation of participant accounts
  • Automated tracking of eligibility
  • Investment guidance/advice via Morningstar®Retirement ManagerSM
  • Quarterly nondiscrimination testing
  • Quarterly participant account statements mailed within 15 calendar days of quarter-end
  • Participant Statement Processing Service Guarantee
  • Quarterly Administrator's report

Contributions:

  • Contribution Processing Service Guarantee
  • Payroll Processing via the Web
  • ACH contribution submission

Distributions:

  • Distribution Processing Service Guarantee
  • On-line Plan Sponsor distributions (due to termination)
  • On-line Participant distributions (due to termination)
  • Transaction forms customized by plan
  • Distribution to Death payouts
  • Distribution Due to Qualified Domestic Relations Order (QDRO)
  • Annual 1099R mailings
  • Annual Required Minimum Distributions

Loans:

  • Web and IVR loan modeling & loan requests
  • On-line approval/decline by plan sponsor
  • Multiple outstanding loans per participant
  • Automatic loan default notifications